Financial Crimes Compliance Analyst

Job Details

Job Location

HQ - Murray, UT

Position Type

Full Time

Description

Purpose:

FinWise Bank’s Financial Crimes Compliance Department works with business units across the Bank to ensure the safety and soundness of the Bank. The Financial Crimes Compliance (FCC) Analyst reports to the FCC Supervisor. This position assists the Bank in managing the Bank’s AML/CFT/OFAC Program through monitoring and ongoing due diligence.

Tasks:

Review Strategic Partner referrals for suspicious activity, complete an investigation and determine if SAR filing is warranted
Complete comprehensive case investigations
Complete CTRs as appropriate
Review potential 314(a) and OFAC alerts
Complete AML/CFT alerts within the transaction monitoring system
Complete required CDD and EDD reviews
Review any AML/CFT related reports
Work with strategic partner management team to submit information requests
Complete any/all designated additional tasks and ancillary responsibilities

Knowledge, Skills and Abilities:

Ability to be discreet with employee and customer information
Ability to complete high volume of tasks accurately and within deadlines
Thorough knowledge of banking
Ability to create clear and concise policies, procedures and instructions
Excellent computer knowledge and experience using Microsoft Excel and Word
Ability to communicate effectively both in person and over the phone
Strong attention to detail
Ability to analyze situations fully and accurately and reach productive decisions

Honesty and integrity, ability to make the right decision when faced with an ethical dilemma
Ability to learn and effectively utilize bank systems and programs
Understand government regulations with emphasis on the Bank Secrecy Act and related regulations
Strong analytical and problem-solving skills to be used in operational evaluation and interpretation of compliance information
Broad thinker with ability to drive execution and achieve results
Comfortable working under tight deadlines
Independent; able to tackle tasks on your own or within a group environment
Excellent written and verbal communication skills
Organized and motivated/self-starter
Strong investigative skills, including familiarity with public record research and database tools
Demonstrated transaction analysis skills that apply across numerous financial products in complex scenarios

Qualifications

Required Education / Experience / License:

High School Diploma or GED
1+ years’ experience within the banking or financial services industry
A minimum of 1-year direct BSA/AML/OFAC experience required

Preferred Education /Experience / License:

BA/BS or equivalent professional experience
CAMS, CFCS, CFE or relevant designation a plus
Prior Fintech experience preferred

Minimum Essential Requirements:

Sit or stand at a computer for long periods of time and look at a computer screen for several hours a day
Communicate with others in person, on the phone, virtual meeting and email
Maintain confidentiality
Lift 20 lbs.
Maintain regular and punctual attendance
Work overtime as assigned
Work cooperatively with others
Comply with all company policies and procedures

Background check are required on all bank employees due to accessibility of Personally Identifiable Private Information.

AAP/EEO Statement

FinWise is an equal opportunity employer and dedicated to diversity and inclusion in the workplace. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender identity, sexual orientation, age, marital status, pregnancy status, veteran status, or disability status.

FinWise provides reasonable accommodations to the known disabilities of individuals in compliance with the Americans with Disabilities Act. For accommodation information or if you need special accommodations to complete the application process, please contact the Human Resources Department at (801) 545 - 6041.

Qualified applicants with criminal history and conviction records will be considered in accordance with legal requirements.

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